Filing Details

Accession Number:
0001312109-20-000025
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-16 11:31:39
Reporting Period:
2020-03-12
Accepted Time:
2020-03-16 11:31:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1312109 Silvergate Capital Corp SI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1232737 J Alan Lane 4250 Executive Square
Suite 300
La Jolla CA 92037
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-03-12 2,933 $8.46 82,495 No 4 P Indirect By Self and Spouse as Trustees of Lane Trust
Class A Common Stock Acquisiton 2020-03-13 353 $8.54 88,268 No 4 P Indirect By IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Self and Spouse as Trustees of Lane Trust
No 4 P Indirect By IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Restricted Stock Units $0.00 11,093 11,093 Direct
Class A Common Stock Non-Qualified Stock Options $16.09 2029-11-19 32,628 32,628 Direct
Class A Common Stock Non-Qualified Stock Options $4.02 2011-01-28 2021-01-28 119,964 119,964 Direct
Class A Common Stock Non-Qualified Stock Options $4.20 2012-01-27 2022-01-27 172,363 172,363 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
11,093 11,093 Direct
2029-11-19 32,628 32,628 Direct
2021-01-28 119,964 119,964 Direct
2022-01-27 172,363 172,363 Direct
Footnotes
  1. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
  2. The restricted stock units vest in four equal annual installments beginning on November 19, 2020. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of ordinary shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind.
  3. The option becomes exercisable in four equal annual installments beginning November 18, 2020.