Filing Details
- Accession Number:
- 0000899243-20-008389
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-16 09:46:31
- Reporting Period:
- 2020-03-12
- Accepted Time:
- 2020-03-16 09:46:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1513363 | Fidus Investment Corp | FDUS | () | 275017321 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1774922 | X. Edward Tune | C/O Fidus Investment Corporation 1603 Orrington Avenue, Suite 1005 Evanston IL 60201 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-03-12 | 3,000 | $9.43 | 6,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- The price in Column 4 is a weighted average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions, and the actual sale prices ranged from $9.41 to $9.47 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.