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Home > Insider Trading > Filing (0001209191-20-019078)

Filing Details

Accession Number:: 0001209191-20-019078
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-03-16 06:55:28
Reporting Period:: 2020-03-13

Accepted Time:: 2020-03-16 06:55:28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1300699	Athenex Inc.	ATNX	Pharmaceutical Preparations (2834)	431985966

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1745135	Hung Kwan Benson Tsang	C/O Athenex, Inc. 1001 Main Street, Suite 600 Buffalo NY 14203		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-03-13	5,000	$8.39	10,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$19.51		2028-07-02	9,750	9,750	Direct
Common Stock	Stock Option (Right to Buy)	$13.17		2029-02-28	17,500	17,500	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2028-07-02	9,750	9,750	Direct
2029-02-28	17,500	17,500	Direct

Footnotes

The option vests in four equal annual installments beginning on July 2, 2019.
The option vests in four equal annual installments beginning on February 28, 2020.