Filing Details

Accession Number:
0001683168-20-000811
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-13 20:03:00
Reporting Period:
2020-03-11
Accepted Time:
2020-03-13 20:03:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1420520 Atomera Inc ATOM Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1680612 Francis Laurencio C/O Atomera, Inc.
750 University Avenue, Suite 280
Los Gatos CA 95032
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-11 40,880 $0.00 91,485 No 4 A Direct
Common Stock Disposition 2020-03-11 300 $4.21 91,185 No 4 S Direct
Common Stock Disposition 2020-03-12 1,503 $3.06 89,682 No 4 S Direct
Common Stock Disposition 2020-03-13 9,497 $3.05 80,185 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Acquisiton 2020-03-11 89,408 $0.00 89,408 $4.06
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
89,408 2030-03-11 No 4 A Direct
Footnotes
  1. Represents shares issued pursuant to a Restricted Stock Agreement. Risk of forfeiture lapses over four years in equal quarterly increments beginning on June 1, 2020.
  2. Four-year vesting in equal quarterly installments beginning on June 1, 2020.