Filing Details
- Accession Number:
- 0001683168-20-000811
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-13 20:03:00
- Reporting Period:
- 2020-03-11
- Accepted Time:
- 2020-03-13 20:03:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1420520 | Atomera Inc | ATOM | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1680612 | Francis Laurencio | C/O Atomera, Inc. 750 University Avenue, Suite 280 Los Gatos CA 95032 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-03-11 | 40,880 | $0.00 | 91,485 | No | 4 | A | Direct | |
Common Stock | Disposition | 2020-03-11 | 300 | $4.21 | 91,185 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-03-12 | 1,503 | $3.06 | 89,682 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-03-13 | 9,497 | $3.05 | 80,185 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Acquisiton | 2020-03-11 | 89,408 | $0.00 | 89,408 | $4.06 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
89,408 | 2030-03-11 | No | 4 | A | Direct |
Footnotes
- Represents shares issued pursuant to a Restricted Stock Agreement. Risk of forfeiture lapses over four years in equal quarterly increments beginning on June 1, 2020.
- Four-year vesting in equal quarterly installments beginning on June 1, 2020.