Filing Details
- Accession Number:
- 0000899243-20-008322
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-13 19:46:16
- Reporting Period:
- 2020-03-13
- Accepted Time:
- 2020-03-13 19:46:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1596946 | Quotient Ltd | QTNT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1457861 | Heino Prondzynski Von | C/O Quotient Limited 28 Esplanade St Helier Y9 JE2 3QA | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-03-13 | 30,000 | $4.00 | 239,922 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Ordinary Share | Ordinary share Option (Right to Buy) | $11.62 | 2025-10-31 | 4,303 | 4,303 | Direct | |
Ordinary Share | Ordinary share Option (Right to Buy) | $5.73 | 2026-10-31 | 8,726 | 8,726 | Direct | |
Ordinary Share | Ordinary share Option (Right to Buy) | $5.21 | 2027-10-31 | 9,597 | 9,597 | Direct | |
Ordinary Share | Ordinary share Option (Right to Buy) | $6.41 | 2028-10-31 | 6,240 | 6,240 | Direct | |
Ordinary Shares | Restricted Stock Units | $0.00 | 9,026 | 27,077 | Direct | ||
Ordinary Shares | Ordinary Share Option (Right to Buy) | $7.78 | 2029-10-31 | 8,158 | 8,158 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2025-10-31 | 4,303 | 4,303 | Direct |
2026-10-31 | 8,726 | 8,726 | Direct |
2027-10-31 | 9,597 | 9,597 | Direct |
2028-10-31 | 6,240 | 6,240 | Direct |
9,026 | 27,077 | Direct | |
2029-10-31 | 8,158 | 8,158 | Direct |
Footnotes
- Restricted Stock Units convert into ordinary shares on a one-for-one basis.
- All 4,303 options have vested and remain exercisable.
- All 8,726 options have vested and remain exercisable.
- 6,398 options have vested and remain exercisable, and 3,199 options will vest on October 31, 2020.
- 2,080 options vested on October 31, 2019 and remain exercisable, 2,080 options will vest on October 31, 2020 and 2,080 options will vest on October 31, 2021.
- On October 31, 2019, the Reporting Person was granted 36,103 restricted stock units. Of the 36,103 restricted stock units, 9,026 restricted stock units have vested and have been exercised. The remaining 27,077 restricted stock units will vest in three equal installments on April 30, 2020, July 31, 2020 and October 31, 2020.
- The options vest and become exercisable in three equal annual installments beginning October 31, 2020.