Filing Details
- Accession Number:
- 0001567619-20-006327
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-13 17:30:03
- Reporting Period:
- 2020-03-11
- Accepted Time:
- 2020-03-13 17:30:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1259429 | Oxford Square Capital Corp. | OXSQ | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1064150 | P Steven Novak | C/O Oxford Square Capital Corp. 8 Sound Shore Drive, Suite 255 Greenwich CT 06830 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-03-11 | 13,130 | $4.03 | 17,410 | No | 4 | S | Indirect | Held by spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Held by spouse |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $4.02 to $4.055, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.