Filing Details
- Accession Number:
- 0001209191-20-018974
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-03-13 17:20:32
- Reporting Period:
- 2020-03-03
- Accepted Time:
- 2020-03-13 17:20:32
- Original Submission Date:
- 2020-03-03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1787297 | Passage Bio Inc. | PASG | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1547100 | Liam Ratcliffe | Two Commerce Square 200 Market Street, 28Th Floor Philadelphia PA 19103 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-03-03 | 2,066,630 | $0.00 | 2,066,630 | No | 4 | C | Indirect | By AI Passage LLC |
Common Stock | Acquisiton | 2020-03-03 | 550,000 | $18.00 | 2,616,630 | No | 4 | P | Indirect | By AI Passage LLC |
Common Stock | Acquisiton | 2020-03-03 | 2,800 | $18.00 | 2,800 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By AI Passage LLC |
No | 4 | P | Indirect | By AI Passage LLC |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | Disposition | 2020-03-03 | 2,066,630 | $0.00 | 2,066,630 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect |
Footnotes
- Each share of the issuer's Series B Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on March 3, 2020.
- The reported shares are held indirectly by a limited liability company of which the Reporting Person is the holder of units that are treated as profits interest units. The units owned by the Reporting Person do not convey a right to vote or dispose of the shares of the issuer's Common Stock. The Reporting Person disclaims beneficial ownership of all shares held by AI Passage LLC and this report shall not be deemed an admission of beneficial ownership of such shares for the purposes of Section 16 or for any other purpose except to the extent of his pecuniary interest therein. The reported shares were erroneously excluded from the Reporting Person's original Form 4 due to an administrative error.