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Home > Insider Trading > Filing (0001567619-20-006317)

Filing Details

Accession Number:: 0001567619-20-006317
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-03-13 16:48:52
Reporting Period:: 2020-03-12

Accepted Time:: 2020-03-13 16:48:52
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1332551	Exantas Capital Corp.	XAN	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1332163	C Thomas Elliott	1845 Walnut Street, 18Th Floor Philadelphia PA 19103	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-03-12	7,200	$8.84	124,479	No	4	P	Direct
Common Stock	Acquisiton	2020-03-12	110	$8.83	124,589	No	4	P	Direct
8.625% Series C Cumulative Redeemable Preferred Stock	Acquisiton	2020-03-12	2,710	$20.99	2,710	No	4	P	Direct
8.625% Series C Cumulative Redeemable Preferred Stock	Acquisiton	2020-03-12	1,999	$21.00	4,709	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	187	Indirect	As UGMA Custodian
Common Stock	187	Indirect	As UGMA Custodian

Footnotes

Includes 18,466 shares which remain subject to vesting under the Issuer's Second Amended and Restated Omnibus Equity Compensation Plan.
The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.