Filing Details
- Accession Number:
- 0001398344-20-005994
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-13 16:16:40
- Reporting Period:
- 2020-01-02
- Accepted Time:
- 2020-03-13 16:16:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 880406 | Herzfeld Caribbean Basin Fund Inc | CUBA | () | 650396889 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1413260 | Mervin Erik Herzfeld | 119 Washington Ave. Suite 504 Miami Beach FL 33139 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-01-02 | 7,379 | $7.10 | 191,414 | No | 4 | J | Direct | |
| Common Stock | Acquisiton | 2020-03-11 | 20,000 | $4.63 | 211,414 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-03-12 | 6,205 | $4.05 | 217,619 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-03-13 | 4,000 | $4.08 | 221,619 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- Dividend Reinvestment
Billionaire Hedge Funds
