Filing Details

Accession Number:
0001398344-20-005994
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-13 16:16:40
Reporting Period:
2020-01-02
Accepted Time:
2020-03-13 16:16:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
880406 Herzfeld Caribbean Basin Fund Inc CUBA () 650396889
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1413260 Mervin Erik Herzfeld 119 Washington Ave.
Suite 504
Miami Beach FL 33139
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-01-02 7,379 $7.10 191,414 No 4 J Direct
Common Stock Acquisiton 2020-03-11 20,000 $4.63 211,414 No 4 P Direct
Common Stock Acquisiton 2020-03-12 6,205 $4.05 217,619 No 4 P Direct
Common Stock Acquisiton 2020-03-13 4,000 $4.08 221,619 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Dividend Reinvestment