Filing Details
- Accession Number:
- 0001209191-20-018846
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-13 16:12:19
- Reporting Period:
- 2020-03-12
- Accepted Time:
- 2020-03-13 16:12:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
8063 | Astronics Corp | ATRO | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 160959303 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1693402 | James Mulato | 130 Commerce Way East Aurora NY 14052 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
$.01 Pv Common Stock | Acquisiton | 2020-03-12 | 2,000 | $13.20 | 5,011 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
$.01 Pv Class B Stock | 869 | Direct | |
$.01 Pv Common Stock | 100 | Indirect | Spouse |
$.01 Pv Class B Stock | 32 | Indirect | Spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
$.01 Pv Com Stk | Option | $34.75 | 2015-03-31 | 2024-03-31 | 2,400 | 2,400 | Direct |
$.01 Pv Cl B Stk | Option | $34.75 | 2015-03-31 | 2024-03-31 | 1,980 | 1,980 | Direct |
$.01 Pv Com Stk | Option | $30.83 | 2015-12-11 | 2024-12-11 | 3,300 | 3,300 | Direct |
$.01 Pv Cl B Stk | Option | $30.83 | 2015-12-11 | 2024-12-11 | 1,719 | 1,719 | Direct |
$.01 Pv Com Stk | Option | $27.72 | 2016-12-03 | 2025-12-03 | 4,300 | 4,300 | Direct |
$.01 Pv Cl B Stk | Option | $27.72 | 2016-12-03 | 2025-12-03 | 1,387 | 1,387 | Direct |
$.01 Pv Com Stk | Option | $31.76 | 2017-12-14 | 2026-12-14 | 6,560 | 6,560 | Direct |
$.01 Pv Cl B Stk | Option | $31.76 | 2017-12-14 | 2026-12-14 | 984 | 984 | Direct |
$.01 Pv Com Stk | Option | $35.61 | 2018-12-12 | 2027-12-12 | 7,950 | 7,950 | Direct |
$.01 Pv Cl B Stk | Option | $35.61 | 2018-12-12 | 2027-12-12 | 1,193 | 1,193 | Direct |
$.01 Pv Com Stk | Restricted Stock Unit | $0.00 | 2,175 | 2,175 | Direct | ||
$.01 Pv Cl B Stk | Restricted Stock Unit | $0.00 | 326 | 326 | Direct | ||
$.01 Pv Com Stk | Option | $31.57 | 2019-12-13 | 2028-12-13 | 11,570 | 11,570 | Direct |
$.01 Pv Com Stk | Restricted Stock Unit | $0.00 | 2,306 | 2,306 | Direct | ||
$.01 Pv Com Stk | Option | $30.04 | 2020-12-09 | 2029-12-09 | 18,150 | 18,150 | Direct |
$.01 Pv Com Stk | Restricted Stock Unit | $0.00 | 8,650 | 8,650 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2024-03-31 | 2,400 | 2,400 | Direct |
2024-03-31 | 1,980 | 1,980 | Direct |
2024-12-11 | 3,300 | 3,300 | Direct |
2024-12-11 | 1,719 | 1,719 | Direct |
2025-12-03 | 4,300 | 4,300 | Direct |
2025-12-03 | 1,387 | 1,387 | Direct |
2026-12-14 | 6,560 | 6,560 | Direct |
2026-12-14 | 984 | 984 | Direct |
2027-12-12 | 7,950 | 7,950 | Direct |
2027-12-12 | 1,193 | 1,193 | Direct |
2,175 | 2,175 | Direct | |
326 | 326 | Direct | |
2028-12-13 | 11,570 | 11,570 | Direct |
2,306 | 2,306 | Direct | |
2029-12-09 | 18,150 | 18,150 | Direct |
8,650 | 8,650 | Direct |
Footnotes
- Represents shares owned by his wife.
- Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2018- December 31, 2020. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2020, with the vesting percentage determined based on actual performance.
- Each restricted stock unit represents the right to receive, at settlement, one share of Class B stock.
- Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2019-December 31, 2021. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2021, with the vesting percentage determined based on actual performance.
- Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period January1, 2020- December 31, 2022. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2022, with the vesting percentage determined based on actual performance.