Filing Details
- Accession Number:
- 0001774463-20-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-13 14:58:19
- Reporting Period:
- 2020-03-12
- Accepted Time:
- 2020-03-13 14:58:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1163668 | South Plains Financial Inc. | SPFI | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1774463 | D Richard Campbell | 5219 City Bank Parkway Lubbock TX 79407-3544 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-03-12 | 3,087 | $15.76 | 44,993 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-03-12 | 100 | $16.67 | 45,093 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-03-12 | 9,407 | $15.99 | 1,699,407 | No | 4 | P | Indirect | By partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | By partnership |
Footnotes
- Represents the volume-weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.4100 to $16.0000. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the Reporting Person undertakes to provide full information regarding the number of shares purchased at each separate price.
- Includes restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions.
- Shares owned by Henry Taw LP but subject to a voting agreement and irrevocable proxy pursuant to which Mr. Campbell exercises voting authority.