Filing Details

Accession Number:
0001774463-20-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-13 14:58:19
Reporting Period:
2020-03-12
Accepted Time:
2020-03-13 14:58:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1163668 South Plains Financial Inc. SPFI State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1774463 D Richard Campbell 5219 City Bank Parkway
Lubbock TX 79407-3544
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-12 3,087 $15.76 44,993 No 4 P Direct
Common Stock Acquisiton 2020-03-12 100 $16.67 45,093 No 4 P Direct
Common Stock Acquisiton 2020-03-12 9,407 $15.99 1,699,407 No 4 P Indirect By partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Indirect By partnership
Footnotes
  1. Represents the volume-weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.4100 to $16.0000. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the Reporting Person undertakes to provide full information regarding the number of shares purchased at each separate price.
  2. Includes restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions.
  3. Shares owned by Henry Taw LP but subject to a voting agreement and irrevocable proxy pursuant to which Mr. Campbell exercises voting authority.