Filing Details

Accession Number:
0001213900-20-006282
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-13 14:40:34
Reporting Period:
2020-03-13
Accepted Time:
2020-03-13 14:40:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1464790 B. Riley Financial Inc. RILY () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1402601 Joseph Michael Sheldon C/O B. Riley Financial, Inc.,
21255 Burbank Blvd, Suite 400
Woodland Hills CA 91367
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-13 5,327 $18.91 18,115 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $18.77 to $18.98. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.