Filing Details
- Accession Number:
- 0001213900-20-006282
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-13 14:40:34
- Reporting Period:
- 2020-03-13
- Accepted Time:
- 2020-03-13 14:40:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1464790 | B. Riley Financial Inc. | RILY | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1402601 | Joseph Michael Sheldon | C/O B. Riley Financial, Inc., 21255 Burbank Blvd, Suite 400 Woodland Hills CA 91367 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-03-13 | 5,327 | $18.91 | 18,115 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $18.77 to $18.98. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.