Filing Details
- Accession Number:
- 0001312109-20-000022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-13 14:04:57
- Reporting Period:
- 2020-03-12
- Accepted Time:
- 2020-03-13 14:04:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1312109 | Silvergate Capital Corp | SI | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1757654 | M. John Bonino | 4250 Executive Square Suite 300 La Jolla CA 92037 | Evp & Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2020-03-12 | 1,200 | $9.14 | 1,200 | No | 4 | P | Indirect | By IRA |
| Class A Common Stock | Acquisiton | 2020-03-12 | 3,254 | $9.14 | 4,454 | No | 4 | P | Indirect | By IRA |
| Class A Common Stock | Acquisiton | 2020-03-12 | 5,546 | $9.14 | 10,000 | No | 4 | P | Indirect | By IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 8,449 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units | $0.00 | 3,077 | 3,077 | Direct | ||
| Class A Common Stock | Non-Qualified Stock Options | $16.09 | 2029-11-19 | 9,052 | 9,052 | Direct | |
| Class A Common Stock | Non-Qualified Stock Options | $4.09 | 2011-03-25 | 2021-03-25 | 30,000 | 30,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 3,077 | 3,077 | Direct | |
| 2029-11-19 | 9,052 | 9,052 | Direct |
| 2021-03-25 | 30,000 | 30,000 | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
- The restricted stock units vest in four equal annual installments beginning on November 19, 2020. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of ordinary shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind.
- The option becomes exercisable in four equal annual installments beginning November 18, 2020.
Billionaire Hedge Funds
