Filing Details
- Accession Number:
- 0001718133-20-000004
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-03-13 12:28:29
- Reporting Period:
- 2020-03-12
- Accepted Time:
- 2020-03-13 12:28:29
- Original Submission Date:
- 2020-03-12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1703079 | Xai Octagon Floating Rate & Alternative Income Term Trust | XFLT | () | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1718133 | Yogi John Spence | 321 N. Clark Street Chicago IL 60054 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial Interest | Acquisiton | 2020-03-12 | 500 | $6.00 | 438,910 | No | 4 | P | Direct | |
| Common Shares Of Beneficial Interest | Acquisiton | 2020-03-12 | 400 | $5.95 | 439,310 | No | 4 | P | Direct | |
| Common Shares Of Beneficial Interest | Acquisiton | 2020-03-12 | 400 | $5.90 | 439,710 | No | 4 | P | Direct | |
| Common Shares Of Beneficial Interest | Acquisiton | 2020-03-12 | 500 | $5.85 | 440,210 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares Of Beneficial Interest | 10,205 | Indirect | XA Investments LLC |
Billionaire Hedge Funds
