Filing Details
- Accession Number:
- 0001209191-20-018738
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-13 12:21:41
- Reporting Period:
- 2020-03-12
- Accepted Time:
- 2020-03-13 12:21:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1778114 | Allianzgi Artificial Intelligence & Technology Opportunities Fund | AIO | () | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1785237 | K. C. James Chen | 1633 Broadway New York NY | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-03-12 | 500 | $14.00 | 3,500 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-03-12 | 100 | $14.00 | 3,600 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-03-12 | 1,400 | $13.99 | 5,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-03-12 | 100 | $14.00 | 250 | No | 4 | P | Indirect | By Daughter |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By Daughter |
Footnotes
- Indirect ownership of shares of Common Stock, held in custody for the benefit of the reporting person's child.
Billionaire Hedge Funds
