Filing Details
- Accession Number:
- 0001437749-20-005020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-12 20:27:39
- Reporting Period:
- 2020-03-10
- Accepted Time:
- 2020-03-12 20:27:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1421517 | Energy Recovery Inc. | ERII | Special Industry Machinery, Nec (3559) | 010616867 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1430122 | Arve Hanstveit | C/O Energy Recovery, Inc. 1717 Doolittle Drive San Leandro CA 94577 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-03-10 | 14,818 | $3.53 | 1,110,618 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-03-10 | 14,818 | $8.61 | 1,095,800 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-03-11 | 14,818 | $3.53 | 1,110,618 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-03-11 | 14,818 | $8.69 | 1,095,800 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-03-12 | 14,820 | $3.53 | 1,110,620 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-03-12 | 14,820 | $7.22 | 1,095,800 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-03-10 | 14,818 | $0.00 | 14,818 | $3.53 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-03-11 | 14,818 | $0.00 | 14,818 | $3.53 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-03-12 | 14,820 | $0.00 | 14,820 | $3.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 29,638 | 2025-02-06 | No | 4 | M | Direct | |
| 14,820 | 2025-02-06 | No | 4 | M | Direct | |
| 0 | 2025-02-06 | No | 4 | M | Direct |
Footnotes
- This figure is the weighted average sales price of multiple trades ranging from $8.50 to $9.0918 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
- This figure is the weighted average sales price of multiple trades ranging from $8.50 to $9.02 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
- This employee stock option was granted on February 6, 2015. All of the options are fully vested and exercisable.
Billionaire Hedge Funds
