Filing Details
- Accession Number:
- 0000899243-20-008119
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-12 18:49:50
- Reporting Period:
- 2020-03-11
- Accepted Time:
- 2020-03-12 18:49:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1513363 | Fidus Investment Corp | FDUS | () | 275017321 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1531743 | Jr. L. Raymond Anstiss | C/O Fidus Investment Corporation 1603 Orrington Avenue, Suite 1005 Evanston IL 60201 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-03-11 | 6,150 | $11.66 | 11,396 | No | 4 | P | Indirect | By Anstiss & Co., P.C. 401(k) Profit Sharing Trust |
| Common Stock | Acquisiton | 2020-03-12 | 1,500 | $9.00 | 10,500 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Anstiss & Co., P.C. 401(k) Profit Sharing Trust |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,000 | Indirect | By Son |
| Common Stock | 2,000 | Indirect | By Daughter |
Billionaire Hedge Funds
