Filing Details
- Accession Number:
- 0001181431-11-018431
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-16 16:15:39
- Reporting Period:
- 2009-11-02
- Filing Date:
- 2011-03-16
- Accepted Time:
- 2011-03-16 16:15:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1260990 | Gtx Inc | GTXI | Pharmaceutical Preparations (2834) | 621715807 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1021412 | W Jack Schuler | 28161 N. Keith Drive Lake Forest IL 60045 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-05-25 | 75,000 | $1.94 | 3,723,294 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-05-25 | 51,215 | $3.02 | 3,774,509 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-05-27 | 200,000 | $2.06 | 3,974,509 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-05-28 | 186,684 | $2.05 | 4,161,193 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-06-01 | 43,316 | $2.03 | 4,204,509 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-06-02 | 6,779 | $2.10 | 4,211,288 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-06-03 | 115,290 | $2.55 | 4,326,578 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-06-04 | 126,286 | $2.68 | 4,452,864 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-06-07 | 110,000 | $2.56 | 4,562,864 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-11-01 | 3,217,857 | $2.80 | 7,780,721 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-11-08 | 6,800 | $4.00 | 7,787,521 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2010-11-29 | 1,700,000 | $2.76 | 6,087,521 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-14 | 21,500 | $2.58 | 21,500 | No | 4 | S | Indirect | By wife |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By wife |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Put Option (right to sell) | Acquisiton | 2010-11-03 | 2,468 | $488.00 | 264,800 | $7.50 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2010-11-03 | 4,713 | $135.00 | 471,300 | $4.00 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2010-11-08 | 68 | $0.00 | 6,800 | $4.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-11-03 | 2010-11-20 | No | 4 | P | Direct |
| 4,713 | 2010-11-03 | 2011-05-21 | No | 4 | S | Direct |
| 4,645 | 2010-11-03 | 2011-05-21 | No | 4 | X | Direct |
Footnotes
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Billionaire Hedge Funds
