Filing Details
- Accession Number:
- 0001181431-11-018430
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-16 16:14:30
- Reporting Period:
- 2009-11-02
- Filing Date:
- 2011-03-16
- Accepted Time:
- 2011-03-16 16:14:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1260990 | Gtx Inc | GTXI | Pharmaceutical Preparations (2834) | 621715807 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1021412 | W Jack Schuler | 28161 N. Keith Drive Lake Forest IL 60045 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2009-11-02 | 4,300 | $9.48 | 2,890,890 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2009-11-04 | 200,000 | $9.04 | 3,090,890 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2009-11-05 | 100,000 | $4.50 | 3,190,890 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2009-11-05 | 10,000 | $7.50 | 3,200,890 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2009-11-06 | 151,500 | $3.90 | 3,352,390 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2009-11-06 | 2,500 | $7.50 | 3,354,890 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2009-11-09 | 134,282 | $3.60 | 3,489,172 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2009-11-09 | 12,500 | $7.50 | 3,501,672 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2009-11-09 | 5,000 | $10.00 | 3,506,672 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2009-11-13 | 25,000 | $10.00 | 3,531,672 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-03-04 | 40,000 | $3.66 | 3,571,672 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-03-05 | 33,100 | $3.71 | 3,604,772 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-03-08 | 16,000 | $3.80 | 3,620,772 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-03-09 | 26,789 | $3.77 | 3,647,561 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-03-10 | 40,000 | $3.75 | 3,687,561 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-03-11 | 12,700 | $3.64 | 3,700,261 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-03-12 | 18,518 | $3.74 | 3,718,779 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2010-04-06 | 85,000 | $3.40 | 3,633,779 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-05-07 | 14,515 | $3.12 | 3,648,294 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Put Option (obligation to buy) | Disposition | 2009-11-05 | 100 | $0.00 | 10,000 | $7.50 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2009-11-06 | 25 | $0.00 | 2,500 | $7.50 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2009-11-09 | 125 | $0.00 | 12,500 | $7.50 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2009-11-09 | 50 | $0.00 | 5,000 | $10.00 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2009-11-13 | 250 | $0.00 | 25,000 | $10.00 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2010-04-27 | 750 | $510.40 | 75,000 | $7.50 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2010-04-28 | 398 | $504.05 | 39,800 | $7.50 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2010-04-29 | 100 | $500.00 | 10,000 | $7.50 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2010-05-03 | 29 | $491.62 | 2,900 | $7.50 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2010-05-04 | 871 | $473.85 | 87,100 | $7.50 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2010-05-05 | 500 | $459.02 | 50,000 | $7.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 450 | 2009-08-14 | 2009-11-20 | No | 4 | X | Direct |
| 425 | 2009-08-14 | 2009-11-20 | No | 4 | X | Direct |
| 300 | 2009-08-14 | 2009-11-20 | No | 4 | X | Direct |
| 250 | 2009-10-26 | 2009-11-20 | No | 4 | X | Direct |
| 0 | 2009-10-26 | 2009-11-20 | No | 4 | X | Direct |
| 750 | 2010-04-27 | 2010-11-20 | No | 4 | S | Direct |
| 1,148 | 2010-04-28 | 2010-11-20 | No | 4 | S | Direct |
| 1,248 | 2010-04-29 | 2010-11-20 | No | 4 | S | Direct |
| 1,277 | 2010-05-03 | 2010-11-20 | No | 4 | S | Direct |
| 2,148 | 2010-05-04 | 2010-11-20 | No | 4 | S | Direct |
| 2,648 | 2010-05-05 | 2010-11-20 | No | 4 | S | Direct |
Billionaire Hedge Funds
