Filing Details

Accession Number:
0001127602-20-010479
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-12 17:43:51
Reporting Period:
2020-03-11
Accepted Time:
2020-03-12 17:43:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1041061 Yum Brands Inc YUM Retail-Eating Places (5812) 133951308
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1762328 Anthony Lowings 1441Gardiner Lane
Louisville KY 40213
Ceo-Kfc Division No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-11 7,154 $35.10 52,514 No 4 M Direct
Common Stock Disposition 2020-03-11 2,894 $86.78 49,620 No 4 D Direct
Common Stock Disposition 2020-03-11 4,260 $83.91 45,360 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2020-03-11 7,154 $0.00 7,154 $35.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
18,600 2012-02-04 2021-02-04 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 863 Indirect 401(k) Plan
Footnotes
  1. Pursuant to 10b5-1 Plan