Filing Details
- Accession Number:
- 0000937556-20-000032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-12 17:23:35
- Reporting Period:
- 2020-03-10
- Accepted Time:
- 2020-03-12 17:23:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 937556 | Masimo Corp | MASI | Electromedical & Electrotherapeutic Apparatus (3845) | 330368882 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1228621 | E Joe Kiani | C/O Masimo Corporation 52 Discovery Irvine CA 92618 | Ceo And Chairman Of The Board | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-03-10 | 50,569 | $30.06 | 209,810 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-03-10 | 50,569 | $181.09 | 159,241 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-03-11 | 109,087 | $30.06 | 268,328 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-03-11 | 109,087 | $181.78 | 159,241 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-03-11 | 8,276 | $20.19 | 167,517 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-03-11 | 8,276 | $185.10 | 159,241 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2020-03-10 | 50,569 | $30.06 | 50,569 | $30.06 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2020-03-11 | 109,087 | $30.06 | 109,087 | $30.06 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2020-03-11 | 8,276 | $20.19 | 8,276 | $20.19 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 109,087 | 2012-02-22 | 2021-02-22 | No | 4 | M | Direct |
| 0 | 2012-02-22 | 2021-02-22 | No | 4 | M | Direct |
| 291,724 | 2012-10-27 | 2021-10-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 47,081 | Indirect | By Trust |
| Common Stock | 732,209 | Indirect | By Trust |
| Common Stock | 352,919 | Indirect | By Trust |
| Common Stock | 359,000 | Indirect | By Trust |
| Common Stock | 2,250,291 | Indirect | By Trust |
| Common Stock | 10,368 | Indirect | See Footnote |
| Common Stock | 9,000 | Indirect | See Footnote |
Footnotes
- The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of February 24, 2020, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
- The price reported in Column 4 represents the weighted average sales price per share. The actual sales prices ranged from a low of $180.00 per share to a high of $182.43 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The price reported in Column 4 represents the weighted average sales price per share. The actual sales prices ranged from a low of $180.00 per share to a high of $185.17 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The price reported in Column 4 represents the weighted average sales price per share. The actual sales prices ranged from a low of $185.00 per share to a high of $185.43 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Shares held in four trusts for which Mr. Kiani is not the Trustee.
- Shares held in one trust for which Mr. Kiani is the sole trustee.
- Shares held in Masimo Retirement Savings Plan.
- Shares held by an immediate family member for which Mr. Kiani exercises voting and investment control.
- This option was granted on February 22, 2011 and was exercisable as the option vested. The option vested over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.
- This option was granted on October 27, 2011 and was exercisable as the option vested. The option vested over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.
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