Filing Details
- Accession Number:
- 0001288847-20-000042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-12 16:55:32
- Reporting Period:
- 2020-03-10
- Accepted Time:
- 2020-03-12 16:55:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1288847 | Five9 Inc. | FIVN | Services-Computer Processing & Data Preparation (7374) | 943394123 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1336514 | Kimberly Alexy | C/O Five9, Inc., Bishop Ranch 8 4000 Executive Parkway, Suite 400 San Ramon CA 94583 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-03-10 | 6,533 | $8.48 | 9,940 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-03-10 | 6,533 | $70.00 | 3,407 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2020-03-10 | 6,533 | $0.00 | 6,533 | $8.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 30,967 | 2023-10-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 12,517 | Indirect | By Trust |
Footnotes
- The option dated October 28, 2013 is fully vested.
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