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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1490906	Capitol Federal Financial Inc.	CFFN	Savings Institution, Federally Chartered (6035)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1560043	G. Natalie Haag	C/O Capitol Federal Financial 700 Kansas Avenue Topeka KS 66603	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Cffn Commnon Stock	Acquisiton	2020-03-10	825	$12.02	62,089	No	4	P	Direct
Cffn Commnon Stock	Acquisiton	2020-03-10	1,450	$12.23	63,539	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Cffn Common Stock	CFFN Phantom Stock 2016	Disposition	2020-03-12	0	$16.46	0	$16.46
Cffn Commnon Stock	CFFN Phantom Stock 2019	Acquisiton	2020-03-12	0	$13.73	0	$13.73

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2019-12-31	2019-12-31	No	4	M	Direct
2,784	2022-12-31	2022-12-31	No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Cffn Common Stock	14,355	Indirect	ESOP

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Cffn Common Stock	CFFN Phantom Stock 2017	$13.41	2020-12-31	2020-12-31	3,694	3,694	Direct
Cffn Commnon Stock	CFFN Phantom Stock 2018	$12.77	2021-12-31	2021-12-31	4,296	4,296	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-12-31	3,694	3,694	Direct
2021-12-31	4,296	4,296	Direct

Footnotes

Transaction reflects the deemed conversion of phantom stock units previously acquired under the Issuer's Deferred Incentive Bonus Plan into the underlying shares of common stock and the deemed simultaneous disposition of such shares in connection with the cash settlement of such phantom stock units.
The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.