Filing Details
- Accession Number:
- 0001181431-11-018422
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-16 16:08:51
- Reporting Period:
- 2011-03-15
- Filing Date:
- 2011-03-16
- Accepted Time:
- 2011-03-16 16:08:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1292653 | Neutral Tandem Inc | TNDM | Telephone Communications (No Radiotelephone) (4813) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1416384 | A. David Lopez | C/O Neutral Tandem, Inc. 550 W. Adams Street, Suite 900 Chicago IL 60661 | Senior Vice President Of Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2011-03-15 | 8,750 | $3.68 | 99,850 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-03-15 | 8,750 | $13.25 | 99,100 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-03-15 | 3,000 | $13.39 | 96,100 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-15 | 8,750 | $0.00 | 8,750 | $3.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-10-23 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- Represents the weighted average trading price of the shares sold. The trading range for these shares was $13.23 to $13.27. The reporting person will provide full information regarding the number of shares sold at each separate price upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer.
- Represents the weighted average trading price of the shares sold. The trading range for these shares was $13.29 to $13.45. The reporting person will provide full information regarding the number of shares sold at each separate price upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer.
- One-third of the original 35,000 options granted to which this line item relates vested on 10/23/2007, the remaining two-thirds of the options vested in equal monthly installments over the subsequent 36 months.
Billionaire Hedge Funds
