Filing Details

Accession Number:
0001230245-20-000041
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-12 16:11:31
Reporting Period:
2020-03-11
Accepted Time:
2020-03-12 16:11:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1230245 Piper Sandler Companies PIPR Security Brokers, Dealers & Flotation Companies (6211) 300168701
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1538590 Scott R Larue 800 Nicollet Mall
Minneapolis MN 55402
Co-Head Global Ib And Cap Mkts No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-11 10,000 $54.50 68,360 No 4 P Indirect Through Living Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Through Living Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,420 Direct
Footnotes
  1. The shares are held through a revocable living trust, of which the reporting person is trustee and both the reporting person and the reporting person's spouse are beneficiaries.