Filing Details
- Accession Number:
- 0001230245-20-000041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-12 16:11:31
- Reporting Period:
- 2020-03-11
- Accepted Time:
- 2020-03-12 16:11:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1230245 | Piper Sandler Companies | PIPR | Security Brokers, Dealers & Flotation Companies (6211) | 300168701 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1538590 | Scott R Larue | 800 Nicollet Mall Minneapolis MN 55402 | Co-Head Global Ib And Cap Mkts | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-03-11 | 10,000 | $54.50 | 68,360 | No | 4 | P | Indirect | Through Living Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Through Living Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,420 | Direct |
Footnotes
- The shares are held through a revocable living trust, of which the reporting person is trustee and both the reporting person and the reporting person's spouse are beneficiaries.