Filing Details
- Accession Number:
- 0001567619-20-006176
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-12 16:07:14
- Reporting Period:
- 2020-03-10
- Accepted Time:
- 2020-03-12 16:07:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1332551 | Exantas Capital Corp. | XAN | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191803 | P Jeffrey Cohen | 1845 Walnut Street, 18Th Floor Philadelphia PA 19103 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-03-10 | 1,549 | $10.25 | 106,237 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-03-11 | 2,500 | $9.95 | 108,737 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-03-11 | 2,500 | $9.85 | 111,237 | No | 4 | P | Direct | |
8.625% Series C Cumulative Redeemable Preferred Stock | Acquisiton | 2020-03-11 | 4,050 | $0.00 | 6,050 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,500 | Indirect | By Spouse IRA |
8.625% Series C Cumulative Redeemable Preferred Stock | 6,830 | Indirect | By Spouse IRA |
Footnotes
- Includes 23,083 shares which remain subject to vesting under the Issuer's Second Amended and Restated Omnibus Equity Compensation Plan.
- On March 11, 2020, the reporting person purchased, in multiple transactions, a total of 4,050 shares of 8.625% Series C Cumulative Redeemable Preferred Stock of the Issuer at prices ranging from $24.79 to $24.80.