Filing Details

Accession Number:
0001567619-20-006176
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-12 16:07:14
Reporting Period:
2020-03-10
Accepted Time:
2020-03-12 16:07:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1332551 Exantas Capital Corp. XAN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191803 P Jeffrey Cohen 1845 Walnut Street, 18Th Floor
Philadelphia PA 19103
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-10 1,549 $10.25 106,237 No 4 P Direct
Common Stock Acquisiton 2020-03-11 2,500 $9.95 108,737 No 4 P Direct
Common Stock Acquisiton 2020-03-11 2,500 $9.85 111,237 No 4 P Direct
8.625% Series C Cumulative Redeemable Preferred Stock Acquisiton 2020-03-11 4,050 $0.00 6,050 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,500 Indirect By Spouse IRA
8.625% Series C Cumulative Redeemable Preferred Stock 6,830 Indirect By Spouse IRA
Footnotes
  1. Includes 23,083 shares which remain subject to vesting under the Issuer's Second Amended and Restated Omnibus Equity Compensation Plan.
  2. On March 11, 2020, the reporting person purchased, in multiple transactions, a total of 4,050 shares of 8.625% Series C Cumulative Redeemable Preferred Stock of the Issuer at prices ranging from $24.79 to $24.80.