Filing Details

Accession Number:
0000899243-20-008046
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-12 14:08:06
Reporting Period:
2020-03-10
Accepted Time:
2020-03-12 14:08:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
45876 Harsco Corp HSC Services-Services, Nec (8900) 231483991
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1380625 David Stanton 334 S. Warminster Road
Hatboro PA 19040
Svp & Group Pres. Clean Earth No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-11 18,000 $7.48 18,000 No 4 P Direct
Common Stock Acquisiton 2020-03-12 2,000 $7.00 20,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2020-03-10 18,627 $0.00 18,627 $0.00
Common Stock Performance Share Units Acquisiton 2020-03-10 18,627 $0.00 18,627 $0.00
Common Stock Stock Appreciation Rights Acquisiton 2020-03-10 63,257 $0.00 63,257 $10.29
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
18,627 No 4 A Direct
18,627 2022-12-31 No 4 A Direct
63,257 2022-03-10 No 4 A Direct
Footnotes
  1. Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Harsco common stock on a one-for-one basis when the restriced stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of grant.
  2. Each performance share unit represents a contingent right to receive the equivalent of one share of Harsco common stock. The performance share units vest based on the total shareholder return of Harsco common stock relative to the S&P 600 Industrials Index. The performance share units vest on 12/31/2022.
  3. The stock appreciation rights vest in one-third increments on each of the first three anniversaries of the date of grant.