Filing Details
- Accession Number:
- 0001638599-20-000281
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-11 21:11:49
- Reporting Period:
- 2020-03-09
- Accepted Time:
- 2020-03-11 21:11:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1635282 | Rimini Street Inc. | RMNI | Services-Business Services, Nec (7389) | 364880301 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1717861 | Nancy Lyskawa | C/O 3993 Howard Hughes Parkway Suite 500 Las Vegas NV 89169 | Svp - Global Client Onboarding | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-03-09 | 21,297 | $0.85 | 22,297 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-03-09 | 21,297 | $4.02 | 1,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-03-09 | 2,481 | $0.85 | 3,481 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-03-09 | 2,481 | $4.02 | 1,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-03-10 | 21,037 | $0.85 | 22,037 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-03-10 | 21,037 | $4.09 | 1,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-03-11 | 27,051 | $0.85 | 28,051 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-03-11 | 27,051 | $4.00 | 1,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-03-09 | 21,297 | $0.00 | 21,297 | $0.85 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-03-09 | 2,481 | $0.00 | 2,481 | $0.85 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-03-10 | 21,037 | $0.00 | 21,037 | $0.85 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-03-11 | 27,051 | $0.00 | 27,051 | $0.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
48,088 | 2020-09-20 | No | 4 | M | Direct | |
0 | 2020-09-20 | No | 4 | M | Direct | |
27,051 | 2020-09-20 | No | 4 | M | Direct | |
0 | 2020-09-20 | No | 4 | M | Direct |
Footnotes
- The full exercise price is $0.849304 but due to space limitations could not be entered above.
- The full exercise price is $0.849313 but due to space limitations could not be entered above.
- The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
- The shares subject to the option are fully-vested and exercisable.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.98 to $4.20, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.99 to $4.23, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.925 to $4.14, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.