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Filing Details

Accession Number:: 0001321732-20-000051
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-03-11 20:10:47
Reporting Period:: 2020-03-09

Accepted Time:: 2020-03-11 20:10:47
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1321732	Penumbra Inc	PEN	Surgical & Medical Instruments & Apparatus (3841)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1651323	Adam Elsesser	One Penumbra Place Alameda CA 94502	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2020-03-09	900	$167.94	1,036,682	No	4	S	Indirect	By Trust
Common Stock	Disposition	2020-03-09	700	$168.86	1,035,982	No	4	S	Indirect	By Trust
Common Stock	Disposition	2020-03-09	612	$170.15	1,035,370	No	4	S	Indirect	By Trust
Common Stock	Disposition	2020-03-09	1,000	$170.94	1,034,370	No	4	S	Indirect	By Trust
Common Stock	Disposition	2020-03-09	1,200	$171.83	1,033,170	No	4	S	Indirect	By Trust
Common Stock	Disposition	2020-03-09	1,000	$173.01	1,032,170	No	4	S	Indirect	By Trust
Common Stock	Disposition	2020-03-09	1,000	$173.93	1,031,170	No	4	S	Indirect	By Trust
Common Stock	Disposition	2020-03-09	1,000	$174.89	1,030,170	No	4	S	Indirect	By Trust
Common Stock	Disposition	2020-03-09	388	$175.95	1,029,782	No	4	S	Indirect	By Trust
Common Stock	Disposition	2020-03-09	200	$176.91	1,029,582	No	4	S	Indirect	By Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust

Footnotes

The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
This transaction was executed in multiple trades at prices ranging from $167.45 to $168.29. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Shares are held by the Siegel/Elsesser Revocable Trust.
This transaction was executed in multiple trades at prices ranging from $168.46 to $169.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $169.69 to $170.41. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $170.53 to $171.37. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $171.49 to $172.17. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $172.47 to $173.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $173.59 to $174.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $174.52 to $175.34. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $175.61 to $176.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $176.84 to $176.97. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.