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Home > Insider Trading > Filing (0001127602-20-010307)

Filing Details

Accession Number:
0001127602-20-010307
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-11 19:44:04
Reporting Period:
2020-03-09
Accepted Time:
2020-03-11 19:44:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1745916 Pennymac Financial Services Inc. PFSI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1181595 L Stanford Kurland C/O Pennymac Financial Services, Inc.
3043 Townsgate Road
Westlake Village CA 91361		 Yes No No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-03-09 5,000 $36.19 59,695 No 4 S Indirect 1998 Kurland Revocable Trust Dtd 1/14/98
Common Stock Disposition 2020-03-09 2,500 $36.18 57,195 No 4 S Indirect 1998 Kurland Revocable Trust Dtd 1/14/98
Common Stock Disposition 2020-03-09 7,400 $36.18 49,795 No 4 S Indirect 1998 Kurland Revocable Trust Dtd 1/14/98
Common Stock Disposition 2020-03-09 100 $36.73 49,695 No 4 S Indirect 1998 Kurland Revocable Trust Dtd 1/14/98
Common Stock Disposition 2020-03-10 1,000 $35.00 48,695 No 4 S Indirect 1998 Kurland Revocable Trust Dtd 1/14/98
Common Stock Disposition 2020-03-10 1,300 $35.89 47,395 No 4 S Indirect 1998 Kurland Revocable Trust Dtd 1/14/98
Common Stock Disposition 2020-03-10 200 $36.76 47,195 No 4 S Indirect 1998 Kurland Revocable Trust Dtd 1/14/98
Common Stock Disposition 2020-03-10 2,700 $34.95 44,495 No 4 S Indirect 1998 Kurland Revocable Trust Dtd 1/14/98
Common Stock Disposition 2020-03-10 3,451 $35.76 41,044 No 4 S Indirect 1998 Kurland Revocable Trust Dtd 1/14/98
Common Stock Disposition 2020-03-10 1,349 $36.60 39,695 No 4 S Indirect 1998 Kurland Revocable Trust Dtd 1/14/98
Common Stock Disposition 2020-03-10 1,900 $34.95 37,795 No 4 S Indirect 1998 Kurland Revocable Trust Dtd 1/14/98
Common Stock Disposition 2020-03-10 2,200 $35.76 35,595 No 4 S Indirect 1998 Kurland Revocable Trust Dtd 1/14/98
Common Stock Disposition 2020-03-10 900 $36.61 34,695 No 4 S Indirect 1998 Kurland Revocable Trust Dtd 1/14/98
Common Stock Disposition 2020-03-11 400 $35.11 34,295 No 4 S Indirect 1998 Kurland Revocable Trust Dtd 1/14/98
Common Stock Disposition 2020-03-11 500 $35.95 33,795 No 4 S Indirect 1998 Kurland Revocable Trust Dtd 1/14/98
Common Stock Disposition 2020-03-11 100 $36.87 33,695 No 4 S Indirect 1998 Kurland Revocable Trust Dtd 1/14/98
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect 1998 Kurland Revocable Trust Dtd 1/14/98
No 4 S Indirect 1998 Kurland Revocable Trust Dtd 1/14/98
No 4 S Indirect 1998 Kurland Revocable Trust Dtd 1/14/98
No 4 S Indirect 1998 Kurland Revocable Trust Dtd 1/14/98
No 4 S Indirect 1998 Kurland Revocable Trust Dtd 1/14/98
No 4 S Indirect 1998 Kurland Revocable Trust Dtd 1/14/98
No 4 S Indirect 1998 Kurland Revocable Trust Dtd 1/14/98
No 4 S Indirect 1998 Kurland Revocable Trust Dtd 1/14/98
No 4 S Indirect 1998 Kurland Revocable Trust Dtd 1/14/98
No 4 S Indirect 1998 Kurland Revocable Trust Dtd 1/14/98
No 4 S Indirect 1998 Kurland Revocable Trust Dtd 1/14/98
No 4 S Indirect 1998 Kurland Revocable Trust Dtd 1/14/98
No 4 S Indirect 1998 Kurland Revocable Trust Dtd 1/14/98
No 4 S Indirect 1998 Kurland Revocable Trust Dtd 1/14/98
No 4 S Indirect 1998 Kurland Revocable Trust Dtd 1/14/98
No 4 S Indirect 1998 Kurland Revocable Trust Dtd 1/14/98
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,279 Direct
Common Stock 8,249,990 Indirect Kurland Family Investments, LLC
Reported Derivative Holdings
Show Other Fields >>
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Nonstatutory Stock Option (Right to Buy) $21.03 2014-06-13 2023-06-12 107,656 107,656 Direct
Common Stock Nonstatutory Stock Option (Right to Buy) $17.26 2015-02-26 2024-02-25 191,098 191,098 Direct
Common Stock Nonstatutory Stock Option (Right to Buy) $17.52 2016-03-03 2025-03-02 161,529 161,529 Direct
Common Stock Nonstatutory Stock Option (Right to Buy) $11.28 2017-03-07 2026-03-06 188,086 188,086 Direct
Common Stock Nonstatutory Stock Option (Right to Buy) $18.05 2018-03-06 2027-03-05 138,504 138,504 Direct
Common Stock Nonstatutory Stock Option (Right to Buy) $24.40 2019-03-09 2028-03-08 102,459 102,459 Direct
Common Stock Nonstatutory Stock Option (Right to Buy) $22.92 2020-03-15 2029-03-14 107,849 107,849 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-06-12 107,656 107,656 Direct
2024-02-25 191,098 191,098 Direct
2025-03-02 161,529 161,529 Direct
2026-03-06 188,086 188,086 Direct
2027-03-05 138,504 138,504 Direct
2028-03-08 102,459 102,459 Direct
2029-03-14 107,849 107,849 Direct
Footnotes
  1. These shares of Common Stock were sold pursuant to a 10b5-1 plan.
  2. The price reported is the weighted average price of multiple transactions ranging from $35.67 to $36.60. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
  3. The price reported is the weighted average price of multiple transactions ranging from $35.86 to $36.61. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
  4. The price reported is the weighted average price of multiple transactions ranging from $35.62 to $36.60. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
  5. The price reported is the weighted average price of multiple transactions ranging from $34.45 to $35.43. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
  6. The price reported is the weighted average price of multiple transactions ranging from $35.52 to $36.49. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
  7. The price reported is the weighted average price of multiple transactions ranging from $36.72 to $36.80. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
  8. The price reported is the weighted average price of multiple transactions ranging from $34.43 to $35.37. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
  9. The price reported is the weighted average price of multiple transactions ranging from $35.43 to $36.42. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
  10. The price reported is the weighted average price of multiple transactions ranging from $36.43 to $36.77. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
  11. The price reported is the weighted average price of multiple transactions ranging from $34.43 to $35.37. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
  12. The price reported is the weighted average price of multiple transactions ranging from $36.43 to $36.76. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
  13. The price reported is the weighted average price of multiple transactions ranging from $34.60 to $35.60. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
  14. The price reported is the weighted average price of multiple transactions ranging from $35.63 to $36.22. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
  15. The reported amount consists of 7,279 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
  16. This nonstatutory stock option to purchase 107,656 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.
  17. This nonstatutory stock option to purchase 191,098 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.
  18. This nonstatutory stock option to purchase 161,529 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's continued service through each date.
  19. This nonstatutory stock option to purchase 188,086 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.
  20. This nonstatutory stock option to purchase 138,504 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.
  21. This nonstatutory stock option to purchase 102,459 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date.
  22. This nonstatutory stock option to purchase 107,849 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 15, 2020, 2021 and 2022, subject to the Reporting Person's continued service through each date.
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