Filing Details

Accession Number:
0001104659-20-032060
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-11 19:17:42
Reporting Period:
2020-03-09
Accepted Time:
2020-03-11 19:17:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1551901 Stellus Capital Investment Corp SCM () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1293472 Tim J Arnoult C/O Stellus Capital Investment Corp
4400 Post Oak Parkway, Suite 2200
Houston TX 77027
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-09 10,000 $10.74 20,869 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $10.715 to $10.750 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
  2. Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 869 shares under the Issuer's Dividend Reinvestment Plan.