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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1464790	B. Riley Financial Inc.	RILY	()	1231

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
216309	/Adv J Thomas Kelleher	C/O B. Riley Financial, Inc. 21255 Burbank Blvd, Suite 400 Woodland Hills CA 91367	Co-Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-03-09	2,500	$20.67	12,600	No	4	P	Indirect	See note
Common Stock	Acquisiton	2020-03-11	2,500	$20.19	15,100	No	4	P	Indirect	See note
Common Stock	Acquisiton	2020-03-09	2,500	$20.67	3,100	No	4	P	Indirect	By wife
Common Stock	Acquisiton	2020-03-11	2,500	$20.19	5,600	No	4	P	Indirect	By wife

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See note
No	4	P	Indirect	See note
No	4	P	Indirect	By wife
No	4	P	Indirect	By wife

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	138,621	Direct
Common Stock	454,748	Indirect	See note
Common Stock	1,100	Indirect	By daughter
Common Stock	1,100	Indirect	By daughter
Common Stock	1,100	Indirect	By daughter

Footnotes

This transaction was executed in multiple trades at prices ranging from $20.43 to $20.75. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Held by self-directed IRA: Thomas John Kelleher IRA
This transaction was executed in multiple trades at prices ranging from $20.00 to $20.43. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Held of record by Thomas J. Kelleher and M. Meighan Kelleher as Trustees for the Kelleher Family Trust.
Held with dispositive power for Mary Meighan Kelleher IRA.
Held with dispositive power for Lyndsey Kelleher.
Held of record by Thomas J. Kelleher as UTMA custodian for daughter Kaitlin Kelleher.
Held with dispositive power for Mackenna Kelleher.