Filing Details
- Accession Number:
- 0000066756-11-000037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-16 15:09:37
- Reporting Period:
- 2011-03-15
- Filing Date:
- 2011-03-16
- Accepted Time:
- 2011-03-16 15:09:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
66756 | Allete Inc | ALE | Electric & Other Services Combined (4931) | 410418150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1304728 | J David Mcmillan | 30 West Superior Street Duluth MN 55802 | Sr Vp Mktg, Reg. & Pub Affairs | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-03-15 | 3,861 | $29.79 | 11,711 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-03-15 | 3,861 | $36.98 | 7,850 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right-to-buy) | Disposition | 2011-03-15 | 3,861 | $0.00 | 3,861 | $29.79 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-01-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,682 | Indirect | By RSOP Trust |
Footnotes
- Includes shares acquired in exempt transactions under ALLETE's employee stock purchase plan, the dividend reinvestment features of ALLETE's stock purchase and dividend reinvestment plan, and pursuant to the dividend equivalent feature of restriced stock grants under ALLETE's executive long-term incentive compensation plan, all based on plan informaiton available as of March 1, 2011.
- Includes shares acquired in exempt transactions under ALLETE's retirement savings and stock ownership plan (RSOP) and is based on RSOP plan information available as of March 11, 2011.
- The option vested in equal installments on January 2, 2003 and January 2, 2004.