Filing Details
- Accession Number:
- 0001595585-20-000038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-11 17:10:04
- Reporting Period:
- 2020-03-10
- Accepted Time:
- 2020-03-11 17:10:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1595585 | Tricida Inc. | TCDA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1491874 | M. Geoffrey Parker | 7000 Shoreline Court, Suite 201 South San Francisco CA 94080 | Chief Fin. Officer And Evp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-03-10 | 5,000 | $29.46 | 55,000 | No | 4 | P | Indirect | By Equity Trust Company, Trustee of the Geoffrey M. Parker Rollover IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Equity Trust Company, Trustee of the Geoffrey M. Parker Rollover IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 60,000 | Indirect | By Geoffrey M. Parker and Jill Gofen Parker Rev. Trust dated 1/27/00 |
Common Stock | 25,000 | Indirect | By Equity Trust Company, Trustee of the Geoffrey M. Parker Roth IRA |
Common Stock | 56,165 | Direct |
Footnotes
- The price reported in Column 1 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.31 to $29.57, inclusive. The reporting person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
- Shares held by Equity Trust Company, Trustee of the Geoffrey M. Parker Rollover IRA.
- Shares held by the Geoffrey M. Parker and Jill Gofen Parker Rev. Trust dated 1/27/00.
- Shares held by Equity Trust Company, Trustee of the Geoffrey M. Parker Roth IRA.
- This amount includes 43 shares acquired on December 31, 2019 under the Tricida, Inc. 2018 Employee Stock Purchase Plan. This acquisition is exempt from Section 16(b) pursuant to Rule 16b-3(c) and exempt from Section 16(a) pursuant to Rule 16a-3(f)(1)(i)(B).