Filing Details
- Accession Number:
- 0001104659-20-031937
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-11 16:13:31
- Reporting Period:
- 2020-03-09
- Accepted Time:
- 2020-03-11 16:13:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1509470 | Sutter Rock Capital Corp. | SSSS | () | 274443543 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1794501 | S. Robert Birch | C/O Oppenheimer &Amp; Co Inc., 666 Third Avenue, 12Th Floor New York NY 10017 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-03-09 | 25,000 | $5.66 | 1,971,176 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-03-10 | 8,919 | $6.19 | 1,980,095 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Billionaire Hedge Funds
