Filing Details
- Accession Number:
- 0001104659-20-031891
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-11 15:09:16
- Reporting Period:
- 2020-03-11
- Accepted Time:
- 2020-03-11 15:09:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1762229 | Yieldstreet Prism Fund Inc. | NONE | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1796982 | Milind Mehere | C/O Yieldstreet Prism Fund Inc. 300 Park Avenue, 15Th Floor New York NY 10022 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-03-11 | 2,000 | $10.00 | 12,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Includes 2,000 shares of Common Stock acquired directly by Mr. Mehere on the Transaction Date of this Form 4 (3/11/2020) and 10,000 shares of Common Stock previously acquired by YieldStreet Management, LLC (the "Adviser"), which is wholly owned by, and whose sole member is, YieldStreet Inc. ("YieldStreet"). YieldStreet may be deemed to be beneficially own the securities held by the Adviser by virtue of its control over the Adviser. Furthermore, Mr. Mehere and Mr. Michael Weisz may be deemed to beneficially own the securities held by the Adviser by virtue of Mr. Mehere's and Mr. Weisz's control over YieldStreet. Each of YieldStreet, Mr. Mehere and Mr. Weisz disclaims beneficial ownership of the securities held by the Adviser except to the extent of its or his pecuniary interest therein, if any.