Filing Details

Accession Number:
0001271163-20-000021
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-11 14:25:12
Reporting Period:
2020-03-09
Accepted Time:
2020-03-11 14:25:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1378701 Gdl Fund GDL.C () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185533 J Mario Gabelli C/O Gamco Investors, Inc
One Corporate Center
Rye NY 10580
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series C Cumulative Puttable And Callable Preferred Shares Disposition 2020-03-09 2,400 $50.51 216,000 No 4 S Direct
Series C Cumulative Puttable And Callable Preferred Shares Disposition 2020-03-10 5,000 $51.50 40,000 No 4 S Indirect E3M 2016, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect E3M 2016, LLC
Footnotes
  1. E3M 2016, LLC is a limited liability company. Mr. Gabelli has less than a 100% interest in E3M 2016 and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.