Filing Details
- Accession Number:
- 0001271163-20-000021
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-11 14:25:12
- Reporting Period:
- 2020-03-09
- Accepted Time:
- 2020-03-11 14:25:12
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185533 | J Mario Gabelli | C/O Gamco Investors, Inc One Corporate Center Rye NY 10580 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series C Cumulative Puttable And Callable Preferred Shares | Disposition | 2020-03-09 | 2,400 | $50.51 | 216,000 | No | 4 | S | Direct | |
Series C Cumulative Puttable And Callable Preferred Shares | Disposition | 2020-03-10 | 5,000 | $51.50 | 40,000 | No | 4 | S | Indirect | E3M 2016, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | E3M 2016, LLC |
Footnotes
- E3M 2016, LLC is a limited liability company. Mr. Gabelli has less than a 100% interest in E3M 2016 and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.