Filing Details
- Accession Number:
- 0001179110-20-003442
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-11 07:53:13
- Reporting Period:
- 2020-03-09
- Accepted Time:
- 2020-03-11 07:53:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1466538 | Cowen Inc. | COWN | Security Brokers, Dealers & Flotation Companies (6211) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1576457 | J John Holmes | Cowen Inc. 599 Lexington Avenue New York NY 10022 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2020-03-09 | 2,000 | $12.13 | 187,074 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Billionaire Hedge Funds
