Filing Details

Accession Number:
0001104659-20-031536
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-10 20:36:11
Reporting Period:
2020-03-06
Accepted Time:
2020-03-10 20:36:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1104485 Northern Oil & Gas Inc. NOG Crude Petroleum & Natural Gas (1311) 953848122
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1376323 Trt Holdings Inc 4001 Maple Ave, Suite 600
Dallas TX 75219
No No Yes No
1436419 B. Robert Rowling 4001 Maple Ave, Suite 600
Dallas TX 75219
No No Yes No
1660744 Cresta Greenwood, Llc 4001 Maple Ave, Suite 600
Dallas TX 75219
No No Yes No
1660745 Cresta Investments, Llc 4001 Maple Ave, Suite 600
Dallas TX 75219
No No Yes No
1802054 Trbrjr Investments Llc 4001 Maple Ave, Suite 600
Dallas TX 75219
No No Yes No
1802062 Ttbr Investments Llc 4001 Maple Ave, Suite 600
Dallas TX 75219
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Per Share Acquisiton 2020-03-06 2,053,381 $1.23 89,182,482 No 4 P Direct
Common Stock, $0.001 Par Value Per Share Acquisiton 2020-03-09 946,619 $0.82 90,129,101 No 4 P Direct
Common Stock, $0.001 Par Value Per Share Acquisiton 2020-03-10 352,443 $0.80 90,481,544 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC at prices ranging from $1.2000 to $1.2500 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  2. The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC at prices ranging from $0.7701 to $0.8500 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  3. The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC at prices ranging from $0.7900 to $0.8000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  4. 68,768,290 of the reported securities are owned directly by TRT Holdings, Inc., 15,300,364 of the reported securities are owned directly by Cresta Investments, LLC, 1,344,223 of the reported securities are owned directly by Cresta Greenwood, LLC, 1,711,000 of the reported securities are owned directly by TTBR Investments LLC and 1,711,000 of the reported securities are owned directly by TRBRJR Investments LLC. Robert B. Rowling controls all of the reported securities due to his ownership of all Class B shares of Common Stock of TRT Holdings, Inc., his ownership of 100% of the ownership interests in Cresta Investments, LLC, his indirect ownership of 100% of the ownership interests in Cresta Greenwood, LLC, and being trustee of the direct owner of 100% of the ownership interests in TTBR Investments LLC and TRBRJR Investments LLC.