Filing Details
- Accession Number:
- 0001181580-11-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-16 12:51:15
- Reporting Period:
- 2011-03-16
- Filing Date:
- 2011-03-16
- Accepted Time:
- 2011-03-16 12:51:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 819913 | Hallmark Financial Services Inc | HALL | Insurance Carriers, Nec (6399) | 870447375 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1321683 | R Jeffrey Passmore | 777 Main Street Suite 1000 Fort Worth TX 76102 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-03-16 | 6,404 | $8.74 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | STOCK OPTIONS (RIGHT TO BUY) | $6.61 | 2019-04-01 | 35,000 | 35,000 | Direct | |
| Common Stock | STOCK OPTIONS (RIGHT TO BUY) | $11.46 | 2018-05-22 | 25,000 | 25,000 | Direct | |
| Common Stock | STOCK OPTIONS (RIGHT TO BUY) | $12.52 | 2017-05-24 | 50,000 | 50,000 | Direct | |
| Common Stock | STOCK OPTIONS (RIGHT TO BUY) | $11.34 | 2016-05-25 | 8,333 | 8,333 | Direct | |
| Common Stock | STOCK OPTIONS (RIGHT TO BUY) | $7.14 | 2015-05-27 | 8,333 | 8,333 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-04-01 | 35,000 | 35,000 | Direct |
| 2018-05-22 | 25,000 | 25,000 | Direct |
| 2017-05-24 | 50,000 | 50,000 | Direct |
| 2016-05-25 | 8,333 | 8,333 | Direct |
| 2015-05-27 | 8,333 | 8,333 | Direct |
Footnotes
- Represents the weighted average price of multiple transactions at prices ranging from $8.69 to $8.80 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price within this range upon request of the issuer, any security holder of the issuer, or the Securities and Exchange Commission.
- Represents employee stock options exercisable in seven equal annual installments commencing April 1, 2010.
- Represents employee stock options exercisable as to 2,500, 5,000, 7,500 and 10,000 shares on May 22, 2009, 2010, 2011 and 2012, respectively.
- Represents employee stock options exercisable as to 5,000, 10,000, 15,000 and 20,000 shares on May 24, 2008, 2009, 2010 and 2011, respectively.
- Represents employee stock options exercisable as to 833, 1,667, 2,500 and 3,333 shares on May 25, 2007, 2008, 2009 and 2010, respectively.
- Represents employee stock options exercisable as to 833, 1,667, 2,500 and 3,333 shares on May 27, 2006, 2007, 2008 and 2009, respectively.
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