Filing Details

Accession Number:
0001209191-20-017731
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-10 17:00:16
Reporting Period:
2020-03-09
Accepted Time:
2020-03-10 17:00:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1276187 Energy Transfer Lp ET Natural Gas Transmission (4922) 300108820
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1276196 C Ray Davis 5950 Sherry Lane, Suite 550
Dallas TX 75225
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Units Acquisiton 2020-03-09 1,281,000 $7.77 28,341,094 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Units 1,112,069 Indirect By: RCD Stock Holdings, LLC
Common Units 1,941,721 Indirect By: Avatar BW. Ltd.
Common Units 328,383 Indirect By: ET Company, Ltd.
Common Units 51,701 Indirect By: Avatar Holdings LLC
Common Units 15,987,283 Indirect By: Linda Davis 2008 Family Trust
Common Units 121,117 Indirect By: Avatar Stock Holdings, LP
Common Units 28,203,003 Indirect By: Avatar ETC Stock Holdings, LLC
Common Units 3,557,757 Indirect By: Avatar Investments, LP
Common Units 4,768,027 Indirect By: Ray Davis 2008 Grandchildren's Trust
Common Units 4,768,027 Indirect By: Linda Davis 2008 Grandchildren's Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Units Phantom Units $0.00 10,047 10,047 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
10,047 10,047 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $7.28 to $8.25, inclusive. The reporting person undertakes to provide to ET, any security holder of ET, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range.
  2. The reported units are owned directly by RCD Stock Holdings, LLC, a limited liability company owned by Mr. Davis.
  3. The reported units are owned directly by Avatar BW, Ltd. a limited partnership, of which Mr. Davis is the owner of the general partner.
  4. The reported units are owned directly by ET Company, Ltd. The reported units represent the estimated pro rata interest of Mr. Davis in ET Company, Ltd. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
  5. The reported units are owned directly by Avatar Holdings LLC, a limited liability company owned by Mr. Davis.
  6. The reported units are owned directly by the Linda Davis 2008 Family Trust for the benefit of Mr. Davis' family. Mr. Davis' spouse is trustee of the trust. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein if any.
  7. The reported units are owned directly by Avatar Stock Holdings, LP, a limited partnership of which Mr. Davis is the owner of the general partner.
  8. The reported units are owned directly by Avatar ETC Stock Holdings LLC, a limited liability company owned by Mr. Davis.
  9. The reported units are owned directly by Avatar Investments, LP, a limited partnership, of which Mr. Davis is the owner of the general partner.
  10. The reported units are owned directly by the Ray Davis 2008 Grandchildren's Trust for the benefit of Mr. Davis' grandchildren. Mr. Davis is the trustee of the trust. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein if any.
  11. The reported units are owned directly by the Linda Davis 2008 Grandchildren's Trust for the benefit of Mr. Davis' grandchildren. Mr. Davis' spouse is the trustee of the trust. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein if any.
  12. Phantom units granted under the Amended and Restated Energy Transfer LP Long-Term Incentive Plan that may vest in Partnership units, cash or other securities and is generally contingent upon the reporting person's continued services on the Board of the general partner of the Partnership on each applicable vesting date.