Filing Details
- Accession Number:
- 0001260098-20-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-10 16:16:10
- Reporting Period:
- 2020-03-09
- Accepted Time:
- 2020-03-10 16:16:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1496099 | New Mountain Finance Corp | NMFC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1260098 | Robert Hamwee | C/O New Mountain Capital, L.l.c. 787 7Th Avenue, 48Th Floor New York NY 10019 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-03-09 | 600 | $11.98 | 389,544 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-03-09 | 3,612 | $11.98 | 393,156 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-03-09 | 5,788 | $12.00 | 398,944 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-03-09 | 1,700 | $11.79 | 400,644 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-03-09 | 4,100 | $11.79 | 404,744 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-03-09 | 1,284 | $11.80 | 406,028 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-03-09 | 2,916 | $11.81 | 408,944 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 12,000 | Indirect | By Spouse, Dana L. Hamwee Inherited IRA |
Footnotes
- Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Hamwee's previous beneficial ownership report on Form 4 on October 25, 2019.