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Home > Insider Trading > Filing (0001567619-20-006003)

Filing Details

Accession Number:: 0001567619-20-006003
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-03-10 16:10:05
Reporting Period:: 2020-03-06

Accepted Time:: 2020-03-10 16:10:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1332551	Exantas Capital Corp.	XAN	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1191803	P Jeffrey Cohen	1845 Walnut Street, 18Th Floor Philadelphia PA 19103		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-03-06	10,000	$10.75	104,688	No	4	P	Direct
8.625% Series C Cumulative Redeemable Preferred Stock	Acquisiton	2020-03-06	1,000	$25.60	2,000	No	4	P	Direct
8.625% Series C Cumulative Redeemable Preferred Stock	Acquisiton	2020-03-06	500	$25.60	1,500	No	4	P	Indirect	By Spouse IRA
8.625% Series C Cumulative Redeemable Preferred Stock	Acquisiton	2020-03-09	5,330	$0.00	6,830	No	4	P	Indirect	By Spouse IRA

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Indirect	By Spouse IRA
No	4	P	Indirect	By Spouse IRA

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	3,500	Indirect	By Spouse IRA

Footnotes

Includes 23,083 shares which remain subject to vesting under the Issuer's Second Amended and Restated Omnibus Equity Compensation Plan.
On March 9, 2020, the reporting person's spouse purchased in her IRA, in multiple transactions, a total of 5,330 shares of 8.625% Series C Cumulative Redeemable Preferred Stock of the Issuer at prices ranging from $24.75 to $24.80.