Filing Details
- Accession Number:
- 0001061434-20-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-10 15:10:34
- Reporting Period:
- 2020-03-09
- Accepted Time:
- 2020-03-10 15:10:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1380846 | Tristate Capital Holdings Inc. | TSC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1061434 | F James Getz | One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-03-09 | 5,000 | $15.26 | 347,173 | No | 4 | P | Indirect | By Getz Enterprises, L.P. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Getz Enterprises, L.P. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 549,210 | Direct | |
| Common Stock | 426,113 | Direct | |
| Common Stock | 145,508 | Indirect | By Stephens Inc. FBO James F. Getz Individual Retirement Account |
Footnotes
- The price reported in Column 4 is the weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.250 to $15.279, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The Reporting Person is the general partner of this entity.
- Shares held jointly by Reporting Person and his spouse.
- Owned by Reporting Person, individually.
- The Form 4 for the Reporting Person filed on March 6, 2020, inadvertently reflected a purchase of 15,000 shares in this account. The correct number of shares purchased was 10,000. The 5,000 remaining shares were purchased by Getz Enterprises, L.P. at the same weighted average price. The amount of shares reported for Getz Enterprises, L.P. reflects the correct number of shares.
- The Reporting Person is the beneficiary of this account.
Billionaire Hedge Funds
