Filing Details
- Accession Number:
- 0000707605-20-000023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-10 14:16:09
- Reporting Period:
- 2020-03-09
- Accepted Time:
- 2020-03-10 14:16:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 707605 | Ameriserv Financial Inc | ASRV | National Commercial Banks (6021) | 251424278 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1180698 | A Jeffrey Stopko | PA | President & Ceo Asrv & Bank | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common | Acquisiton | 2020-03-09 | 2,000 | $3.95 | 73,439 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Common Stock (Right to Buy) | Disposition | 2019-10-25 | 2,000 | $0.00 | 2,000 | $1.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,000 | 2011-03-12 | 2020-03-12 | No | 4 | M | Direct |
Footnotes
- 33,774 shares are held jointly with Mr. Stopko's wife.
- The options vest in three equal annual installments beginning on 3/12/11 subject to acceleration or forfeiture in certain specified circumstances.
Billionaire Hedge Funds
