Filing Details
- Accession Number:
- 0000950103-20-004965
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-09 20:20:41
- Reporting Period:
- 2020-03-05
- Accepted Time:
- 2020-03-09 20:20:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1591587 | Assetmark Financial Holdings Inc. | AMK | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1311478 | G Charles Goldman | C/O Assetmark Financial Holdings, Inc. 1655 Grant Street, 10Th Floor Concord CA 94520 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-03-05 | 4,700 | $25.95 | 2,460,081 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-06 | 13,413 | $25.30 | 2,446,668 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-09 | 8,874 | $22.66 | 2,437,794 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-09 | 6,840 | $23.60 | 2,430,954 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-09 | 3,460 | $24.36 | 2,427,494 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 310,608 | Indirect | By LLC / trust |
Footnotes
- These transactions were executed in multiple trades at prices ranging from $25.55 to $26.28. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These transactions were executed in multiple trades at prices ranging from $25.00 to $25.75. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These transactions were executed in multiple trades at prices ranging from $22.11 to $23.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These transactions were executed in multiple trades at prices ranging from $23.11 to $24.09. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These transactions were executed in multiple trades at prices ranging from $24.26 to $24.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Reflects securities held by an LLC of which the reporting person is the manager. The sole member of the LLC is a revocable trust of which the reporting person is the settlor.
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