Filing Details
- Accession Number:
- 0001188444-20-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-09 19:55:58
- Reporting Period:
- 2020-03-05
- Accepted Time:
- 2020-03-09 19:55:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1459200 | Alarm.com Holdings Inc. | ALRM | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1188444 | Jr Q Jon Reynolds | C/O Technology Crossover Ventures 250 Middlefield Road Menlo Park CA 94025 | No | No | Yes | Yes | |
1188456 | John Drew | C/O Technology Crossover Ventures 250 Middlefield Road Menlo Park CA 94025 | No | No | Yes | Yes | |
1406509 | David Yuan | C/O Technology Crossover Ventures 250 Middlefield Road Menlo Park CA 94025 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-03-05 | 25,510 | $46.00 | 0 | No | 4 | S | Indirect | Yuan Family Trust dated 9/22/2006 |
Common Stock | Disposition | 2020-03-05 | 72,000 | $45.94 | 142,201 | No | 4 | S | Indirect | Reynolds Family Trust |
Common Stock | Disposition | 2020-03-06 | 12,902 | $45.06 | 129,299 | No | 4 | S | Indirect | Reynolds Family Trust |
Common Stock | Disposition | 2020-03-06 | 42,790 | $0.00 | 0 | No | 4 | G | Indirect | Drew Family Trust dated 10/5/2004 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Yuan Family Trust dated 9/22/2006 |
No | 4 | S | Indirect | Reynolds Family Trust |
No | 4 | S | Indirect | Reynolds Family Trust |
No | 4 | G | Indirect | Drew Family Trust dated 10/5/2004 |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 26,195 | Indirect | Ten 271 Partners B |
Common Stock | 3,673,816 | Indirect | TCV VII, L.P. |
Common Stock | 1,907,898 | Indirect | TCV VII (A), L.P. |
Common Stock | 34,737 | Indirect | TCV Member Fund, L.P. |
Common Stock | 9,872 | Indirect | TCV VII Management, L.L.C. |
Footnotes
- This number represents a weighted average sales price. The shares were sold at prices ranging from $46.00 to $46.14. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- David L. Yuan is a Trustee of the Yuan Family Trust dated 9/22/2006. Mr. Yuan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- This number represents a weighted average sales price. The shares were sold at prices ranging from $45.73 to $46.255 The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- Jon Q. Reynolds is a Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- This number represents a weighted average sales price. The shares were sold at prices ranging from $45.00 to $45.42. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- Represents a gift/charitable donation effective 03/06/2020. Not a market transaction thus no price is reported. No value was received in return for the gifted shares.
- John L. Drew is a Trustee of the Drew Family Trust dated 10/5/2004. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- These securities are directly held by TCV VII, L.P. ("TCV VII") Jon Q. Reynolds, Jr., John L. Drew, David L. Yuan and five other indivduals (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and Limited Partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- These securities are directly held by TCV VII (A), L.P. ("TCV VII (A)"). The TCM VII Directors are Class A Directors of Management VII and Limited Partners of TCM VII. Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a General Partner of TCV MF, and Limited Partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- Restricted stock units ("RSUs") held of record by Timothy P. McAdam for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Jon Q. Reynolds, Jr., John L. Drew, and four other individuals (the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the Issuer's common stock except to the extent of their pecuniary interest therein.