Filing Details
- Accession Number:
- 0001619954-20-000041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-09 17:55:11
- Reporting Period:
- 2020-03-05
- Accepted Time:
- 2020-03-09 17:55:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1619954 | Inovalon Holdings Inc. | INOV | Services-Computer Processing & Data Preparation (7374) | 471830316 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1631092 | A Robert Wychulis | 4321 Collington Road Bowie MD 20716 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2020-03-05 | 887 | $0.00 | 277,322 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2020-03-05 | 425 | $18.97 | 276,897 | No | 4 | F | Direct | |
Class A Common Stock | Acquisiton | 2020-03-05 | 23,183 | $0.00 | 300,080 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2020-03-05 | 16,071 | $19.19 | 284,009 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | Disposition | 2020-03-05 | 887 | $0.00 | 887 | $0.00 |
Class B Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-03-05 | 23,183 | $0.00 | 23,183 | $7.88 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2020-03-05 | 23,183 | $0.00 | 23,183 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2020-03-05 | 23,183 | $0.00 | 23,183 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct | ||
61,569 | 2015-08-15 | 2024-08-14 | No | 4 | X | Direct |
23,183 | No | 4 | X | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of Inovalon Holdings, Inc. Class A Common Stock.
- Shares withheld by Issuer to satisfy reporting person's tax withholding obligations upon delivery of stock.
- The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the reporting person's option or (b) upon certain transfers of such shares, and has no expiration date.
- The price reported in Column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.71, inclusive. The reporting person undertakes to provide to Inovalon Holdings, Inc., any security holder of Inovalon Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 4 to this Form 4.
- On March 5, 2015, the reporting person was granted 4,443 restricted stock units, which vested ratably over five years and which have no expiration date. The final tranche vested on March 5, 2020.