Filing Details
- Accession Number:
- 0001243786-20-000024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-09 17:21:58
- Reporting Period:
- 2020-03-05
- Accepted Time:
- 2020-03-09 17:21:58
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1453221 | Calvin James O'rourke | C/O The Mosaic Company 101 East Kennedy Blvd., Suite 2500 Tampa FL 33602 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-03-09 | 15,000 | $13.43 | 25,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Acquisiton | 2020-03-05 | 121,989 | $0.00 | 121,989 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 121,989 | 2023-03-05 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,000 | Indirect | Reporting Person's Spouse |
| Common Stock | 158,345 | Indirect | By 2019 GRAT dated April 1, 2019 |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $44.93 | 2020-07-27 | 20,259 | 20,259 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $70.62 | 2021-07-21 | 16,150 | 16,150 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $57.62 | 2022-07-19 | 27,681 | 27,681 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $54.03 | 2023-07-18 | 29,987 | 29,987 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $49.73 | 2024-03-07 | 33,706 | 33,706 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $50.43 | 2025-03-05 | 37,306 | 37,306 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $28.49 | 2026-03-03 | 179,211 | 179,211 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $30.42 | 2027-03-02 | 168,180 | 168,180 | Direct | |
| Common Stock | Restricted Stock Units | $0.00 | 2021-03-08 | 68,401 | 68,401 | Direct | |
| Common Stock | Restricted Stock Units | $0.00 | 2022-03-07 | 82,378 | 82,378 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-07-27 | 20,259 | 20,259 | Direct |
| 2021-07-21 | 16,150 | 16,150 | Direct |
| 2022-07-19 | 27,681 | 27,681 | Direct |
| 2023-07-18 | 29,987 | 29,987 | Direct |
| 2024-03-07 | 33,706 | 33,706 | Direct |
| 2025-03-05 | 37,306 | 37,306 | Direct |
| 2026-03-03 | 179,211 | 179,211 | Direct |
| 2027-03-02 | 168,180 | 168,180 | Direct |
| 68,401 | 68,401 | Direct | |
| 82,378 | 82,378 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.405 to $13.45, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1 to this Form 4.
- This Stock Option is 100% exercisable.
- One-for-One
- Not Applicable
Billionaire Hedge Funds
