Filing Details
- Accession Number:
- 0001209191-11-018247
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-16 09:01:16
- Reporting Period:
- 2011-03-14
- Filing Date:
- 2011-03-16
- Accepted Time:
- 2011-03-16 09:01:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1316656 | Dresser-Rand Group Inc. | DRC | Engines & Turbines (3510) | 201780492 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1427250 | Manuel Jesus Pacheco | 10205 Westheimer, Suite 1000 Houston TX 77042 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-03-14 | 2,200 | $25.50 | 15,774 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-03-14 | 10,447 | $34.57 | 26,221 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-03-14 | 3,151 | $30.71 | 29,372 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-03-14 | 6,459 | $50.07 | 22,913 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-03-14 | 100 | $50.08 | 22,813 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-03-14 | 425 | $50.10 | 22,388 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-03-14 | 475 | $50.11 | 21,913 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-03-14 | 500 | $50.12 | 21,413 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-03-14 | 363 | $50.13 | 21,050 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-03-14 | 4,000 | $50.14 | 17,050 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-03-14 | 3,315 | $50.15 | 13,735 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-03-14 | 200 | $50.16 | 13,535 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-03-14 | 461 | $50.17 | 13,074 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-03-14 | 2,200 | $0.00 | 2,200 | $25.50 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-03-14 | 10,447 | $0.00 | 10,447 | $34.57 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-03-14 | 3,151 | $0.00 | 3,151 | $31.70 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-02-15 | No | 4 | M | Direct | |
3,483 | 2018-02-15 | No | 4 | M | Direct | |
6,302 | 2020-02-15 | No | 4 | M | Direct |
Footnotes
- Stock Options granted pursuant to the Dresser-Rand Group Inc. 2005 Stock Incentive Plan (the "Plan"), exempt under Rule 16b-3. Options vest in four equal installments annually beginning February 15, 2008.
- Stock Options granted pursuant to the Plan, exempt under Rule 16b-3. Options vest in four equal installments annually beginning February 15, 2009.
- Stock Options granted pursuant to the Dresser-Rand Group 2008 Stock Incentive Plan, exempt under Rule 16b-3. Options vest in four equal installments annually beginning February 15, 2011.