Filing Details

Accession Number:
0001209191-11-018247
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-16 09:01:16
Reporting Period:
2011-03-14
Filing Date:
2011-03-16
Accepted Time:
2011-03-16 09:01:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1316656 Dresser-Rand Group Inc. DRC Engines & Turbines (3510) 201780492
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1427250 Manuel Jesus Pacheco 10205 Westheimer, Suite 1000
Houston TX 77042
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-03-14 2,200 $25.50 15,774 No 4 M Direct
Common Stock Acquisiton 2011-03-14 10,447 $34.57 26,221 No 4 M Direct
Common Stock Acquisiton 2011-03-14 3,151 $30.71 29,372 No 4 M Direct
Common Stock Disposition 2011-03-14 6,459 $50.07 22,913 No 4 S Direct
Common Stock Disposition 2011-03-14 100 $50.08 22,813 No 4 S Direct
Common Stock Disposition 2011-03-14 425 $50.10 22,388 No 4 S Direct
Common Stock Disposition 2011-03-14 475 $50.11 21,913 No 4 S Direct
Common Stock Disposition 2011-03-14 500 $50.12 21,413 No 4 S Direct
Common Stock Disposition 2011-03-14 363 $50.13 21,050 No 4 S Direct
Common Stock Disposition 2011-03-14 4,000 $50.14 17,050 No 4 S Direct
Common Stock Disposition 2011-03-14 3,315 $50.15 13,735 No 4 S Direct
Common Stock Disposition 2011-03-14 200 $50.16 13,535 No 4 S Direct
Common Stock Disposition 2011-03-14 461 $50.17 13,074 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-03-14 2,200 $0.00 2,200 $25.50
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-03-14 10,447 $0.00 10,447 $34.57
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-03-14 3,151 $0.00 3,151 $31.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-02-15 No 4 M Direct
3,483 2018-02-15 No 4 M Direct
6,302 2020-02-15 No 4 M Direct
Footnotes
  1. Stock Options granted pursuant to the Dresser-Rand Group Inc. 2005 Stock Incentive Plan (the "Plan"), exempt under Rule 16b-3. Options vest in four equal installments annually beginning February 15, 2008.
  2. Stock Options granted pursuant to the Plan, exempt under Rule 16b-3. Options vest in four equal installments annually beginning February 15, 2009.
  3. Stock Options granted pursuant to the Dresser-Rand Group 2008 Stock Incentive Plan, exempt under Rule 16b-3. Options vest in four equal installments annually beginning February 15, 2011.